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RULE INFRACTION |
LEVEL |
EMPLOYEE STATUS |
DISCIPLINE ASSESSED |
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General Code of Operating Rules |
1
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ALL LEVELS |
ON THE GROUND HANDLING |
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Chapter 1.0 |
General Responsibilities |
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Chapter 2.0 |
Railroad Radio Rules |
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Chapter 3.0 |
Standard Time |
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Chapter 4.0 |
Timetables |
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Chapter 5.0 |
Signals & Their Use |
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UPRR Safety Rules (Ch. 70-83) |
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Maintenance of Way Rules (Ch. 56) |
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Rule 71. 1,71 .2, 71.4-71.6 |
Personal Protective Equipment |
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General Code of Operating Rules |
2
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0 |
CONFERENCE |
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Rule 1.1. 4 |
Condition of Tools & Equipment |
CONFERENCE |
COLLABORATION |
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Rule 1.2.5 |
Reporting |
COLLABORATION |
DECISION |
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Rule 1.6.1 |
M.V. Driving Records |
DECISION*** |
FINAL |
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Rule 1.9 |
Respect of Railroad Co. |
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Rule 1.11 |
Sleeping |
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Rule 1.13 |
Comply with Instructions |
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Rule 1.33 |
Inspection of Freight Cars |
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Rule 2.6 |
Comm. Not Understood - |
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Rule 5.3.3 |
Signal Disappearance |
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Rule 5.4-5.5 |
Flags & Signs (Placement) |
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Rule 6.0 |
Movement of Trains & Engines |
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Rule 7.0 |
Switching |
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Rule 8.0 |
Switches |
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Train Dispatcher Rules (Ch. 20-26) |
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Air Brakes & Train Handling Rules (Ch. 30-34) |
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Maintenance of Way Rules (Ch. 40-55 & 57) |
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Rule 1. 3.1 & 1.3.3 |
(Chief Engrs. Inst; Proc. Manuals & Stds; Signal Dept. FRA Insp. & Mtce. Instr.; Book of Standards.) |
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Rule 70.4 |
Safe Working Space |
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Rule 75.1 |
Lining and Moving Materials |
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Rule 81 .5 |
Crossing Through Equipment |
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Rule 81.13.3 |
Coupler-Knuckle Adjustment |
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Rule 81 .13.8 |
Coupling Air Hoses |
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Rule 81 .7 |
Riding on Moving Equipment |
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Rule 81.4 |
Getting On/Off Equipment |
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Rule 81.4.1 |
Face Ladders or Steps |
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Rule 81. 11 |
Hand Brakes |
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Timetable & Special Instructions |
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UPRR Safety Rules - Cardinal Safety Rules NOTE: Employees are responsible for all Cardinal Safety Rules which may apply to the nature of the work being performed. (See Page 5) |
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General Code of Operation Rules |
3
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0 |
CONFERENCE |
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Rule 2.1 3 |
(Radio) in Place of Hand Signals |
CONFERENCE |
COLLABORATION |
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Rule 5.3.7 |
Radio Response |
COLLABORATION |
DECISION |
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Rule 6.4 |
Reverse Movements |
DECISION |
FINAL |
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Rule 6.13 |
Yard Limits |
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Rule 6.14 |
Restricted Limits |
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Rule 6.16 |
Approaching Railroad Crossings |
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Rule 6.1 9 |
Flag Protection |
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Rule 6.23 |
Emergency Stop or Severe Slack Action |
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Rule 6.29 |
nspecting Trains |
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Rule 7.5 |
Testing Hand Brakes |
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Rule 7.6 |
Securing Cars or Engines |
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Rule 8.15 |
Switches Run Through (Main Track Switches) |
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Chapter 9.0 |
Block System Rules |
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Chapter 10.0 |
Rules App. Only in CTC |
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Chapter 11.0 |
Rules App. Only in ACS/ATS |
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Chapter 12.0 |
Rules App. Only in ATS |
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Chapter 13.0 |
Rules App. Only in ACS |
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Chapter 14.0 |
Rules App. Only within TWC |
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Chapter 15.0 |
Track Bulletin Rules |
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Chapter 16.0 |
Rules App. Only in DTC |
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Maintenance of Way Rules |
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Chief Engineer's Bulletin 136 on Track Safety |
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Chief Engineer's Bulletin 121 Protection for Gangs .....Trains on Adjacent Track |
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Chapter 42 |
On-Track Operations |
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Rule 43.10 |
Protecting Against Pass. Equipment |
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Rule 56.1 .2 |
Testing for Quality |
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General Code of Operating Rules |
4.0/4.5 |
0 |
DECISION |
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Rule 1.23.1 |
Tampering With Safety Device |
CONFERENCE |
DECISION |
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Rule 5.4-5.5 |
Flags & Signs (Speed & Stopping Requirements) |
COLLABORATION |
DECISION |
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Rule 5.12 |
Protection of Occ. Outfit Cars |
DECISION |
FINAL |
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Rule 5.13 |
Blue Signal Protection of Workmen |
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Rule 5.14 |
Signs Protecting Equipment |
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Rule 6.2 |
Initiating Movement |
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Rule 6.3 |
Main Track Authorization |
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Rule 6.25 |
Movement Against Curr. Of Traffic |
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Rule 6.27 |
Movement at Restricted Speed |
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Rule 6.28 |
Mvmt. Other than Main Trk. (except SubRules 1 ,243) |
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Rule 6.31 |
Maximum Authorized Speed (when speed exceeds authorized speed by 10 mph or 1/2 authorized speed, whichever is less). |
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Rule 9.5 |
Where Stop Must Be Made Except Rule 9.5.5) |
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Rule 15.1 |
Track Bulletins |
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Rule 15.2 |
Protection by Track Bulletin Form B |
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Rule 15.3 |
Auth. Movement Against Curr. Traffic |
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Maintenance of Way Rules |
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Rule 56.1 .3 | Comprising Signal Safety |
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Timetable & Special Instructions |
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Rule 9.2.1 3 and 9.2.14 |
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General Code of Operating Rules |
5
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0 |
FINAL |
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Rule 1.5 |
Drugs and Alcohol (Rule "G") |
CONFERENCE |
FINAL |
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Rule 1.1 2 |
Weapons |
COLLABORATION |
FINAL |
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Rule 1.6 |
Conduct. Employees must not be: 1) Careless of Safety; 3) Insubordinate; 4) Dishonest; 5) Immoral; 5) Quarrelsome |
DECISION |
FINAL |
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Rule 1.7 |
Altercation |
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Felony Conviction; Fraud; or Then |
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EEO Policy Infractions**** |
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Overstaying Leave of Absence Without Authority |
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| * | Where Chapter Numbers are shown, all Rules within Chapter(s) are Violation level indicated EXCEPT FOR: Specific Rules which may be listed by rule number at a different level. Where rule numbers are shown it includes Sub-Rules unless specified otherwise. Rules include any modification to rule through General Order, MofW General Order, SALERT. OR Timetable Special Instruction. |
| ^ | Any rule violation which results in $150,000 property damage will receive the next higher level discipline. |
| ** | For assessment of greater discipline when indicated per note ^. |
| *** | If employee's Behavior Modification status is DECISION Level due to a single violation and the current violation is Level 2, the discipline will again be assessed at the Level 4 and will no longer be considered as being due to a single violation. |
| **** | A lesser Level of Discipline may be used in some EEO cases when consistent with EEO Policy Application and when recommended by the Director-EEO. |